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Issued by Federal Reserve System

Start Preamble Start Printed Page 40495 AGENCY: Office of the Comptroller of the Currency, Treasury; the Board of Governors of the Federal Reserve System; and the Federal Deposit Insurance Corporation. ACTION: Notice of proposed rulemaking. SUMMARY: The Office of the Comptroller of the Currency (OCC), the Board of Governors … [read more]

Start Preamble Start Printed Page 40444 AGENCY: Board of Governors of the Federal Reserve System. ACTION: Semiannual regulatory agenda. SUMMARY: The Board is issuing this agenda under the Regulatory Flexibility Act and the Board's Statement of Policy Regarding Expanded Rulemaking Procedures. The Board anticipates having under consideration regulatory matters … [read more]

Start Preamble Start Printed Page 39049 AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Notice of proposed rulemaking. SUMMARY: The Board is seeking comment on a proposed new rating system for its supervision of large financial institutions. The proposed “Large Financial Institution Rating System” is closely … [read more]

Start Preamble AGENCY: Office of the Comptroller of the Currency, Treasury (OCC); Board of Governors of the Federal Reserve System (Board); and Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking and request for comment. SUMMARY: The OCC, Board, and FDIC (collectively, the agencies) are inviting comment on … [read more]

Start Preamble Start Printed Page 25539 AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule, request for comment. SUMMARY: The Board is proposing to amend Regulation CC to address situations where there is a dispute as to whether a check has been altered or is a … [read more]

Start Preamble Start Printed Page 8172 AGENCY: The Board of Governors of the Federal Reserve System; the Office of the Comptroller of the Currency; and the Federal Deposit Insurance Corporation. ACTION: Joint advance notice of proposed rulemaking; re-opening of comment period. SUMMARY: On October 26, 2016, the Board of … [read more]

Start Preamble AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Notice of proposed rulemaking; extension of comment period. SUMMARY: On September 30, 2016, the Board published in the Federal Register a notice of proposed rulemaking (NPR) to adopt additional limitations on physical commodity trading activities conducted … [read more]

Start Preamble AGENCY: Office of the Comptroller of the Currency; Board of Governors of the Federal Reserve System; Federal Deposit Insurance Corporation; Farm Credit Administration; National Credit Union Administration. ACTION: Joint notice of proposed rulemaking. SUMMARY: The Office of the Comptroller of the Currency (OCC), the Board of Governors … [read more]

Start Preamble Start Printed Page 74315 AGENCY: The Board of Governors of the Federal Reserve System; the Office of the Comptroller of the Currency; and the Federal Deposit Insurance Corporation. ACTION: Joint advance notice of proposed rulemaking. SUMMARY: The Board of Governors of the Federal Reserve System (Board), the … [read more]

Start Preamble AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Notice of proposed rulemaking. SUMMARY: The Board is seeking comment on a proposal to adopt additional limitations on physical commodity trading activities conducted by financial holding companies under complementary authority granted pursuant to section 4(k) of … [read more]

Start Preamble AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Notice of proposed rulemaking with request for comment. SUMMARY: The Board is inviting comment on a notice of proposed rulemaking to revise the capital plan and stress test rules for bank holding companies with $50 billion … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background II. Commentary Revision III. Regulatory Analysis Bureau's Dodd-Frank Act Section 1022(b)(2) Analysis Regulatory Flexibility Act Certification Paperwork Reduction Act List of Subjects Board of Governors of the Federal Reserve System Text of … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background II. Commentary Revision III. Regulatory Analysis Bureau's Dodd-Frank Act Section 1022(b)(2) Analysis Regulatory Flexibility Act Certification Paperwork Reduction Act Unfunded Mandates Reform Act List of Subjects Department of the Treasury Office of … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background II. Commentary Revision III. Regulatory Analysis Bureau's Dodd-Frank Act Section 1022(b)(2) Analysis Regulatory Flexibility Act Certification Paperwork Reduction Act List of Subjects BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Text of … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Introduction II. Corporate Governance and Risk-Management Standard A. Background B. Risk Committee and Risk-Management Framework C. Chief Risk Officer and Chief Actuary III. Liquidity Risk-Management Standard A. Background B. Internal Control Requirements 1. … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Introduction A. Background B. The Board's Consolidated Supervision of Systemically Important Insurance Companies and Insurance Depository Institution Holding Companies II. Consolidated Capital Frameworks for Supervised Institutions Significantly Engaged in Insurance Activities: Two Options … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: Electronic Comments Paper Comments FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents I. Introduction A. Background B. Supervisory Experience C. Overview of the 2011 Proposed Rule and Public Comment D. International Developments E. Overview of the Proposed Rule II. … [read more]

  Table of Contents Back to Top AGENCY: ACTION: SUMMARY: DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: FEDERAL RESERVE SYSTEM (FRS) Proposed Rule Stage 403. Regulation CC—Availability of Funds and Collection of Checks (Docket No.: R-1409) 404. Regulation LL—Savings and Loan Holding Companies and Regulation MM—Mutual Holding Companies … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents I. Introduction A. Summary of the Proposed Rule B. Background C. Overview of the Proposed Rule 1. NSFR Calculation, Shortfall Remediation, and Disclosure Requirements 2. Scope of Application of the Proposed … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents I. Introduction A. Background B. Overview of the Proposal C. Consultation With U.S Financial Regulators, the Council, and Foreign Authorities D. Overview of Statutory Authority II. Proposed Restrictions on QFCs of … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents Introduction II. Background III. Revisions Related to FR Y-15 Reporting Frequency IV. Revision To Clarify the Method 2 Score Calculation V. Clarification of the Short-Term Wholesale Funding Method 2 Score Calculation … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents Background General Background Summary of Comments on the 2011 and 2012 Proposals Proposed Rule for Domestic Bank Holding Companies Overview of Proposed Rule for Domestic Bank Holding Companies Example: Credit Exposure … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background II. Discussion III. Initial Regulatory Flexibility Analysis IV. Paperwork Reduction Act List of Subjects in 12 CFR Part 203 Authority and Issuance PART 203—HOME MORTGAGE DISCLOSURE (REGULATION C) Footnotes DATES: Back to … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Footnotes DATES: Back to Top The comment period for the proposed rule published on November 30, 2015 (80 FR 74925), is extended. Comments on the proposed rule must be received on or before February … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents I. Background II. Proposed Policy Statement III. Administrative Law Matters A. Use of Plain Language B. Paperwork Reduction Act Analysis C. Regulatory Flexibility Act Analysis List of Subjects in 12 CFR … [read more]

  Correction In proposed rule document 2015-32312 beginning on page 79724 in the issue of Wednesday, December 23, 2015 make the following corrections: 1. On page 79728 the table heading “Chart A— Categories and Regulations Addressed in this Fourth Federal Register Notice” was omitted. 2. On page 79731, the … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: OCC Board FDIC FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Introduction II. The EGRPRA Review Process III. Request for Burden Reduction Comments on Regulations in the Rules of Procedure, Safety and Soundness, and Securities Categories; on Newly Listed Rules in … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: FEDERAL RESERVE SYSTEM (FRS) Proposed Rule Stage 535. Regulation Q—Regulatory Capital Rules: Regulatory Capital, Proposed Rule Demonstrating Application of Common Equity Tier 1 Capital Qualification Criteria (Docket No: R-1506) 536. Regulation CC—Availability of Funds … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents I. Overview of Proposed Rule A. LCR Rule B. Proposed LCR Disclosure Requirements II. Quantitative Disclosure Requirements 1. What, if any, unintended consequences might result from a covered company publicly disclosing … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: OCC Board FDIC FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Additional Background on EGRPRA Footnotes DATES: Back to Top An outreach meeting will be held in the Washington, DC area at the FDIC's L. William Seidman Center at Virginia Square in … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents I. Introduction A. Addressing Too-Big-to-Fail B. Approaches to Resolution C. Overview of the Proposal 1. External Total Loss-Absorbing Capacity and Long-Term Debt Requirements for Covered U.S. Bank Holding Companies 2. Internal … [read more]

  Table of Contents Back to Top AGENCIES: DATES: ADDRESSES: OCC Board FDIC FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Additional Background on EGRPRA Footnotes AGENCIES: Back to Top Office of the Comptroller of the Currency (“OCC”), Treasury; Board of Governors of the Federal Reserve System (“Board”); and Federal Deposit … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background II. Proposed Revisions to the Capital Plan and Stress Test Rules for All Banking Organizations III. Proposed Revisions to the Capital Plan and Stress Test Rules for Large Bank Holding Companies IV. … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Additional Background on EGRPRA Footnotes DATES: Back to Top An outreach meeting will be held in Kansas City, Missouri on Tuesday, August 4, 2015, beginning at 9 a.m. Central Daylight Time (CDT). Online registrations … [read more]

Full text SUMMARY: The Board is issuing this agenda under the Regulatory Flexibility Act and the Board's Statement of Policy Regarding Expanded Rulemaking Procedures. The Board anticipates having under consideration regulatory matters as indicated below during the period May 1, 2015, through October 31, 2015. The next agenda will … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Introduction II. The EGRPRA Review Process III. The Agencies' Expansion of the Scope of the EGRPRA Review IV. Request for Burden Reduction Comments on Regulations in the Consumer Protection; Directors, Officers and Employees; … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents I. Background II. Proposed Criteria for Inclusion of U.S. Municipal Securities as Eligible HQLA A. Criteria for Inclusion as Level 2B Liquid Assets 1. U.S. General Obligation Municipal Securities 2. Investment … [read more]

  Table of Contents Back to Top DATES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Statutory and Regulatory Background II. Summary of Proposal In General Detailed Description of Proposal 1. Proposed Calculation of Interest 2. Addressing a Special Case: A Floor on Interest Payments for Institutions That Maintain Balances … [read more]

  Table of Contents Back to Top AGENCIES: DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Additional Background on EGRPRA Footnotes DATES: Back to Top An outreach meeting will be held in Boston, Massachusetts on Monday, May 4, 2015, beginning at 9:00 a.m. Eastern Daylight Time (EDT). Online registrations … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Footnotes DATES: Back to Top The comment period for the proposed rule published on December 18, 2014 (79 FR 75473) to implement risk-based capital surcharges for U.S.-based global systemically important banking organizations is extended … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: OCC: Board FDIC FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Introduction II. The EGRPRA Review Process III. Public Response to the First Notice IV. Request for Burden Reduction Comments on Regulations in the Banking Operations, Capital, and the Community Reinvestment … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents I. Background II. The Proposal New Asset Threshold of $1 Billion Policy Statement's Application to Savings and Loan Holding Companies Regulation Q Change Conforming Amendments Regulatory Reporting Changes Comments III. Administrative … [read more]

  Table of Contents Back to Top AGENCIES: DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Additional Background on EGRPRA Footnotes DATES: Back to Top An outreach meeting will be held on Wednesday, February 4, 2015, beginning at 9:00 a.m. Central Standard Time (CST). Online registrations will be accepted … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background A. Description of the Proposed Rule B. Timeframe for Implementation C. Inapplicability of the Requirements to Estate Trust Savings and Loan Holding Companies D. Inapplicability of the Requirements to Employee Stock Ownership … [read more]

  Table of Contents Back to Top AGENCIES: DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background II. Proposed Rule Corrections and Clarifications Definition of Residential Mortgage Exposure Calculation of Total On-Balance Sheet Foreign Exposure Disclosure Requirements for Advanced Approaches Banking Organizations Collateral Posted by a Clearing Member … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Table of Contents I. Introduction A. Background B. Dodd-Frank Act C. Overview of the Proposal D. Integrated Set of Prudential Standards E. Global Framework II. Description of the Proposal To Measure and Impose Capital … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: Additional Background on EGRPRA Footnotes DATES: Back to Top An outreach meeting will be held on Tuesday, December 2, 2014, beginning at 9:00 a.m. Pacific Standard Time (PST). Registrations will be accepted until all … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background A. Introduction B. Flood Insurance Statutes C. The Biggert-Waters and HFIAA Amendments II. Summary of the Proposal III. Legal Authority IV. Section-by-Section Analysis _._Exemptions _._ Escrow requirement In General Notice Small Lender … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background A. The Dodd-Frank Act B. Other Dodd-Frank Act Provisions Affecting the Margin and Capital Rule C. The 2013 International Framework 1. Appropriate Margining Practices Should Be in Place With Respect to All … [read more]

  Table of Contents Back to Top DATES: ADDRESSES: FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: I. Background II. Discussion III. Initial Regulatory Flexibility Analysis IV. Paperwork Reduction Act List of Subjects in 12 CFR Part 227 Authority and Issuance PART 227—[Removed and Reserved] Footnotes DATES: Back to Top Comments … [read more]

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